Bear GIF Arrow and Title: Peaks and Valleys Investment Group GIF Bull GIF

To Date Equity Transactions - Sorted by Stock Symbol and Date
As of Month Ending September 30, 2002




View Equity Transactions Sorted by: Date




To Date Equity Transactions (Sorted by Stock Symbol and Date)


Date of
Transaction
Stock
Symbol

Quantity

Transaction
Option
Outcome

Price/Share
Gross
Amount

Commission
Net
Amount

Currency
15-Jun-00 A 38 Spin off (HWP) $65.9375 $2,163.63 $2,163.63 U.S.
10-Jan-97 ABX 1 Jan 30 Put Exercised $2.9370 $293.70 $58.71 $234.99 U.S.
10-Jan-97 ABX 100 Buy $27.1250 $2,712.50 $70.00 $2,782.50 U.S.
20-Jan-97 ABX 100 O-Buy $30.0000 $3,000.00 $70.00 $3,070.00 U.S.
16-Jun-97 ABX 200 Dividend $22.11 Cdn
27-Jun-97 ABX 1 Jul 32.5 Put Exercised $2.5000 $250.00 $50.00 $200.00 Cdn
10-Jul-97 ABX 100 O-Buy $32.5000 $3,250.00 $70.00 $3,320.00 Cdn
15-Dec-97 ABX 300 Dividend $34.06 Cdn
12-Jun-98 ABX 200 Buy $25.8000 $5,160.00 $109.58 $5,269.58 Cdn
15-Jun-98 ABX 300 Dividend $39.62 Cdn
25-Sep-98 ABX 200 Sell $31.2000 $6,240.00 $120.44 $6,119.56 Cdn
15-Dec-98 ABX 300 Dividend $41.55 Cdn
15-Jun-99 ABX 300 Dividend $43.81 Cdn
27-Sep-99 ABX 1 Jan 40 Call Expired $1.3500 $135.00 $27.00 $108.00 Cdn
28-Sep-99 ABX 1 Jan 40 Call Expired $2.2500 $225.00 $45.00 $180.00 Cdn
15-Dec-99 ABX 300 Dividend $44.43 Cdn
15-Jun-00 ABX 300 Dividend $48.51 Cdn
15-Dec-00 ABX 300 Dividend $50.11 Cdn
15-Feb-01 ABX 3 Jul 22.5 Put Expired $2.7000 $810.00 $80.00 $730.00 Cdn
10-May-01 ABX 3 Oct 30 Call Expired $1.6000 $480.00 $80.00 $400.00 Cdn
15-Jun-01 ABX 300 Dividend $50.20 Cdn
14-Dec-01 ABX 300 Dividend $51.69 Cdn
11-Feb-02 ABX 3 Jul 32.50 Call Expired $1.9500 $585.00 $80 $505.00 Cdn
14-Jun-02 ABX 300 Dividend $50.75 Cdn
7-Jun-02 AGRa 1 Spin off (LU) $3.1100 $3.11 $0.00 $3.11 U.S.
7-Jun-02 AGRb 26 Spin off (LU) $3.0935 $80.43 $0.00 $80.43 U.S.
10-Nov-00 AMAT 1 Jan 42.5 Put Expired $6.5000 $6,500.00 $80.03 $569.97 U.S.
23-Feb-01 AMAT 2 Apr 40 Put Expired $3.5000 $700.00 $80.03 $619.97 U.S.
3-Apr-01 AMAT 2 Oct 35 Put Exercised $5.6250 $1,125.00 $80.04 $1,044.96 U.S.
11-May-01 AMAT 2 Jul 40 Put Expired $2.2500 $450.00 $80.02 $369.98 U.S.
17-Aug-01 AMAT 2 Jan 35 Put Expired $3.0000 $600.00 $80.02 $519.98 U.S.
22-Oct-01 AMAT 200 O-Buy $35.0000 $7,000.00 $148.18 $7,148.18 U.S.
14-Nov-01 AMAT 2 Dec 45 Call Expired $2.1000 $420.00 $80.02 $339.98 U.S.
3-Jan-02 AMAT 2 Feb 47.50 Call Expired $2.2000 $440.00 $80.02 $359.98 U.S.
17-Jan-02 AMAT 2 Apr 37.50 Put Expired $3.4000 $680.00 $80.02 $599.98 U.S.
4-Mar-02 AMAT 2 Apr 55 Call Expired $1.6000 $320.00 $64.01 $255.99 U.S.
22-Apr-02 AMAT 400 Split 2 for 1
22-Apr-02 AMAT 400 Sell $26.2100 $10,484.00 $214.75 $10,269.25 U.S.
22-Jul-02 AMGN 1 Sep 35 Put Expired $3.6000 $360.00 $72.02 $287.98 U.S.
29-Jul-02 AMGN 1 Sep 35 Put Buy Back $0.7500 $75.00 $20.84 $95.84 U.S.
23-Sep-02 AMGN 100 BUY $40.2590 $4,025.90 $80.00 $4,105.90 U.S.
06-Oct-00 AV 8 Spin off (LU) $14.25 $114.00 $114.00 U.S.
14-Nov-97 BBD 100 Buy $26.5000 $2,650.00 $70.00 $2,720.00 Cdn
02-Feb-98 BBD 100 Dividend $7.65 Cdn
25-Mar-98 BBD 100 Sell $35.0000 $3,500.00 $70.00 $3,430.00 Cdn
14-Aug-01 BBD 200 Buy $19.8900 $3,978.00 $95.73 $4,073.73 Cdn
14-Sep-01 BBD 100 Buy $16.1000 $1,610.00 $80.00 $1,690.00 Cdn
31-Oct-01 BBD 300 Dividend $13.62 Cdn
31-Jan-02 BBD 300 Dividend $13.62 Cdn
31-May-02 BBD 300 Dividend $13.62 Cdn
22-Jul-02 BBD 200 Buy $10.8200 $2,164.00 $80.00 $2,244.00 Cdn
31-Jul-02 BBD 300 Dividend $13.62 Cdn
31-Mar-00 BGEN 25 Buy $71.1870 $1779.67 $80.02 $1,859.69 U.S.
11-May-00 BGEN 75 Buy $53.4370 $4,007.77 $80.04 $4,087.81 U.S.
24-Jan-01 BGEN 1 Apr 80 Call Expired $3.0000 $300.00 $60.01 $239.99 U.S.
11-May-01 BGEN 1 Jul 50 Put Expired $2.1000 $210.00 $42.01 $167.99 U.S.
5-Jun-01 BGEN 1 Oct 80 Call Expired $3.2000 $320.00 $64.02 $255.98 U.S.
24-Jul-01 BGEN 1 Jan 50 Put Expired $6.3000 $630.00 $80.03 $549.97 U.S.
30-Sep-97 BI 100 Buy $22.5000 $2,250.00 $0.00 $2,250.00 Cdn
05-Mar-98 BI 100 Sell $25.6500 $2,565.00 $70.00 $2,495.00 Cdn
9-Nov-01 BMO 100 Buy $35.1000 $3,510.00 $80.00 $3,590.00 Cdn
27-Feb-02 BMO 100 Dividend $30.00 Cdn
30-May-02 BMO 100 Dividend $30.00 Cdn
29-Aug-02 BMO 100 Dividend $30.00 Cdn
9-Nov-01 BNS 100 Buy $47.3000 $4,730.00 $80.76 $4,810.76 Cdn
29-Jan-02 BNS 100 Dividend $34.00 Cdn
26-Apr-02 BNS 100 Dividend $37.00 Cdn
29-Jul-02 BNS 100 Dividend $37.00 Cdn
14-Sep-98 BRK 2 Buy $1,903.0000 $3,806.00 $73.41 $3,879.41 U.S.
13-Mar-00 BRK 2 Buy $1,400.0000 $2,800.00 $80.00 $2,880.00 U.S.
22-Jul-02 CAT 1 Aug 40 Put Expired $2.2000 $220.00 $44.01 $175.99 U.S.
25-Sep-02 CAT 1 Jan 40 Put - $4.9000 $490.00 $80.02 $409.98 U.S.
11-Sep-98 CGS 100 Buy $18.25 $1,825.00 $70,00 $1,895.00 Cdn
15-Oct-98 CGS 100 Dividend $15.00 Cdn
15-Apr-99 CGS 100 Dividend $15.00 Cdn
15-Oct-99 CGS 100 Dividend $15.00 Cdn
17-Apr-00 CGS 100 Dividend $15.00 Cdn
29-Sep-00 CGS 100 Dividend $15.00 Cdn
02-Oct-00 CGS 1 Special Div $18.75 $18.75 $18.75 Cdn
16Apr-01 CGS 101 Dividend $15.15 Cdn
11-Apr-97 CL 25 Buy $100.0000 $2,500.00 $70.00 $2,570.00 U.S.
15-May-97 CL 25 Dividend $11.69 U.S.
15-May-97 CL 50 Split 2 for 1
15-Aug-97 CL 50 Dividend $11.69 U.S.
17-Nov-97 CL 50 Dividend $11.69 U.S.
17-Feb-98 CL 50 Dividend $11.69 U.S.
15-May-98 CL 50 Dividend $11.69 U.S.
17-Aug-98 CL 50 Dividend $11.69 U.S.
16-Nov-98 CL 50 Dividend $11.69 U.S.
16-Feb-99 CL 50 Dividend $11.69 U.S.
17-May-99 CL 50 Dividend $11.69 U.S.
09-Jul-99 CL 100 Split 2 for 1
16-Aug-99 CL 100 Dividend $13.39 U.S.
15-Nov-99 CL 100 Dividend $13.39 U.S.
15-Feb-00 CL 100 Dividend $13.39 U.S.
15-May-00 CL 100 Dividend $13.39 U.S.
15-Aug-00 CL 100 Dividend $3.60 U.S.
15-Nov-00 CL 100 Dividend $13.39 U.S.
15-Feb-01 CL 100 Dividend $13.39 U.S.
15-May-01 CL 100 Dividend $13.39 U.S.
15-Aug-01 CL 100 Dividend $15.30 U.S.
15-Nov-01 CL 100 Dividend $15.30 U.S.
15-Feb-02 CL 100 Dividend $15.30 U.S.
15-May-02 CL 100 Dividend $15.30 U.S.
15-Aug-02 CL 100 Dividend $15.30 U.S.
12-Apr-99 CPQ 100 Buy $23.937 $2,393.70 $80.05 $2,473.75 U.S.
20-Jul-99 CPQ 100 Dividend $1.70 U.S.
20-Oct-99 CPQ 100 Dividend $1.70 U.S.
20-Jan-00 CPQ 100 Dividend $2.13 U.S.
23-Mar-00 CPQ 1 May 35 Call Expired $1.9370 $193.70 $38.71 $154.99 U.S.
20-Apr-00 CPQ 100 Dividend $2.13 U.S.
20-Jul-00 CPQ 100 Dividend $2.13 U.S.
09-Aug-00 CPQ 1 Oct 35 Call Expired $1.4370 $143.70 $28.71 $114.99 U.S.
20-Oct-00 CPQ 100 Dividend $2.13 U.S.
19-Jan-01 CPQ 100 Dividend $2.13 U.S.
20-Apr-01 CPQ 100 Dividend $2.13 U.S.
20-Jul-01 CPQ 100 Dividend $2.13 U.S.
17-Sep-01 CPQ 100 Buy $8.7400 $874.00 $80.00 $954.00 U.S.
19-Oct-01 CPQ 200 Dividend $4.25 U.S.
18-Jan-02 CPQ 200 Dividend $4.25 U.S.
2-Apr-02 CPQ 200 Dividend $4.25 U.S.
9-May-02 CPQ 0 Stock Merger (HWP) U.S.
10-Feb-97 CSCO 1 Mar 65 Put Exercised $4.5000 $450.00 $70.02 $379.98 U.S.
17-Mar-97 CSCO 100 O-Buy $65.0000 $6,500.00 $99.30 $6,599.30 U.S.
12-May-97 CSCO 1 Jul 70 Call Exercised $2.0000 $200.00 $40.01 $159.99 U.S.
21-Jul-97 CSCO 100 O-Sell $70.0000 $7,000.00 $99.54 $6,900.46 U.S.
15-Sep-00 CSCO 100 Buy $61.0310 $6,103.10 $99.33 $6,202.43 U.S.
11-May-01 CSCO 100 Buy $18.6800 $1,868.00 $80.00 $1,948.00 U.S.
17-Sep-01 CSCO 100 Buy $14.1100 $1,411.00 $80.00 $1,491.00 U.S.
19-Nov-01 CSCO 1 Jan 20 Call Expired $2.0000 $200.00 $40.01 $159.99 U.S.
19-Jun-96 DIS 1 Jul 60 Put Exercised $1.0000 $100.00 $20.43 $79.57 U.S.
22-Jul-96 DIS 100 O-Buy $60.0000 $6,000.00 $99.30 $6,099.30 U.S.
04-Nov-96 DIS 1 Dec 65 Call Exercised $3.2500 $325.00 $65.02 $259.98 U.S.
22-Nov-96 DIS 100 Dividend $9.35 U.S.
23-Dec-96 DIS 100 O-Sell $65.0000 $6,500.00 $99.30 $6,400.70 U.S.
28-Mar-96 FNM 2 Apr 35 Put Exercised $3.0000 $600.00 $70.02 $529.98 U.S.
22-Apr-96 FNM 200 O-Buy $35.0000 $7,000.00 $148.18 $7,148.18 U.S.
25-May-96 FNM 200 Dividend $32.30 U.S.
25-Aug-96 FNM 200 Dividend $32.30 U.S.
02-Oct-96 FNM 2 Oct 35 Call Exercised $1.7500 $350.00 $70.02 $279.98 U.S.
21-Oct-96 FNM 200 O-Sell $35.0000 $7,000.00 $148.18 $6,851.82 U.S.
05-Sep-97 G 1 Oct 80 Put Expired $2.5620 $256.20 $51.21 $204.99 U.S.
15-Mar-02 GDT 1 Apr 40 Put Exercised $1.9000 $190.00 $38.01 $151.99 U.S.
22-Apr-02 GDT 100 O-Buy $40.0000 $4,000.00 $80.50 $4,080.50 U.S.
15-Apr-02 GE 100 Buy $32.0300 $3,203.00 $80.00 $3,283.00 U.S.
25-Jul-02 GE 100 Dividend $15.30 U.S.
08-Jan-99 HTR 50 Spin off (NOR) $9.7500 $487.50 $487.50 Cdn
11-Jun-99 HTR 50 Sell $22.30 $1,115.00 $80.00 $1,035.00 Cdn
19-May-98 HWP 1 Jun 70 Put Exercised $4.8750 $487.50 $70.02 $417.48 U.S.
05-Jun-98 HWP 100 O-Buy $70.000 $7,000.00 $99.30 $7,099.30 U.S.
15-Jul-98 HWP 100 Dividend $13.60 U.S.
14-Oct-98 HWP 100 Dividend $13.60 U.S.
13-Jan-99 HWP 100 Dividend $13.60 U.S.
14-Apr-99 HWP 100 Dividend $13.60 U.S.
14-Jul-99 HWP 100 Dividend $13.60 U.S.
13-Oct-99 HWP 100 Dividend $13.60 U.S.
12-Jan-00 HWP 100 Dividend $13.60 U.S.
12-Apr-00 HWP 100 Dividend $13.60 U.S.
12-Jul-00 HWP 100 Dividend $13.60 U.S.
11-Oct-00 HWP 100 Dividend $13.60 U.S.
30-Oct-00 HWP 200 Split 2 for 1
10-Jan-01 HWP 200 Dividend $13.60 U.S.
11-Apr-01 HWP 200 Dividend $13.60 U.S.
11-Jul-01 HWP 200 Dividend $13.60 U.S.
10-Oct-01 HWP 200 Dividend $13.60 U.S.
9-Jan-02 HWP 200 Dividend $13.60 U.S.
10-Apr-02 HWP 200 Dividend $13.60 U.S.
9-May-02 HWP 326 Stock Merger (CPQ) U.S.
10-Jul-02 HWP 326 Dividend $22.17 U.S.
28-Sep-99 INTC 1 Nov 75 Put Expired $4.1250 $412.50 $80.02 $332.48 U.S.
13-Oct-99 INTC 1 Jan 70 Put Expired $4.6250 $462.50 $83.02 $382.48 U.S.
18-Oct-99 INTC 50 Buy $70.1250 $3,666.25 $80.00 $3,586.25 U.S.
01-Dec-99 INTC 50 Dividend $1.28 U.S.
01-Mar-00 INTC 50 Dividend $1.28 U.S.
01-Jun-00 INTC 50 Dividend $1.28 U.S.
31-Jul-00 INTC 100 Split 2 for 1
01-Sep-00 INTC 100 Dividend $1.70 U.S.
25-Sep-00 INTC 1 Jan 47.5 Put Exercised $5.0000 $500.00 $80.02 $419.98 U.S.
01-Dec-00 INTC 100 Dividend $1.70 U.S.
28-Dec-00 INTC 100 O-Buy $47.5000 $4,750.00 $87.61 $4,837.61 U.S.
1-Mar-01 INTC 200 Dividend $3.40 U.S.
1-Jun-01 INTC 200 Dividend $3.40 U.S.
4-Sep-01 INTC 200 Dividend $3.40 U.S.
3-Dec-01 INTC 200 Dividend $3.40 U.S.
1-Mar-02 INTC 200 Dividend $3.40 U.S.
3-Jun-02 INTC 200 Dividend $3.40 U.S.
03-Sep-02 INTC 200 Dividend $3.40 U.S.
12-Sep-97 JNJ 50 Buy $57.1250 $2856.25 $70.00 $2,926.25 U.S.
09-Dec-97 JNJ 50 Dividend $9.35 U.S.
10-Mar-98 JNJ 50 Dividend $9.35 U.S.
09-Jun-98 JNJ 50 Dividend $10.63 U.S.
08-Sep-98 JNJ 50 Dividend $10.63 U.S.
08-Dec-98 JNJ 50 Dividend $10.63 U.S.
09-Mar-99 JNJ 50 Dividend $10.63 U.S.
08-Jun-99 JNJ 50 Dividend $11.90 U.S.
07-Sep-99 JNJ 50 Dividend $11.90 U.S.
07-Dec-99 JNJ 50 Dividend $11.90 U.S.
07-Mar-00 JNJ 50 Dividend $11.90 U.S.
13-Jun-00 JNJ 50 Dividend $13.60 U.S.
12-Sep-00 JNJ 50 Dividend $13.60 U.S.
12-Dec-00 JNJ 50 Dividend $13.60 U.S.
13-Mar-01 JNJ 50 Dividend $13.60 U.S.
12-Jun-01 JNJ 50 Dividend $15.30 U.S.
18-Jun-01 JNJ 100 Split 2 for 1
11-Sep-01 JNJ 100 Dividend $15.30 U.S.
11-Dec-01 JNJ 100 Dividend $15.30 U.S.
12-Mar-02 JNJ 100 Dividend $15.30 U.S.
11-Jun-02 JNJ 100 Dividend $17.43 U.S.
10-Sep-02 JNJ 100 Dividend $17.43 U.S.
23-Jan-96 KO 2 Feb 70 Put Expired $1.1250 $225.00 $45.01 $179.99 U.S.
17-Mar-97 KO 50 Buy $59.3750 $2,968.75 $70.00 $3,038.75 U.S.
02-Jul-97 KO 50 Dividend $5.95 U.S.
01-Oct-97 KO 50 Dividend $5.95 U.S.
15-Dec-97 KO 50 Dividend $5.95 U.S.
01-Apr-98 KO 50 Dividend $6.38 U.S.
02-Jul-98 KO 50 Dividend $6.38 U.S.
01-Oct-98 KO 50 Dividend $6.38 U.S.
15-Dec-98 KO 50 Dividend $6.38 U.S.
01-Apr-99 KO 50 Dividend $6.80 U.S.
02-Jul-99 KO 50 Dividend $6.80 U.S.
07-Sep-99 KO 50 Buy $57.6870 $2884.35 $80.03 $2,964.38 U.S.
28-Sep-99 KO 1 Jan 50 Put Expired $3.2500 $325.00 $65.02 $259.98 U.S.
01-Oct-99 KO 100 Dividend $13.60 U.S.
15-Dec-99 KO 100 Dividend $13.60 U.S.
03-Apr-00 KO 100 Dividend $14.45 U.S.
04-Jul-00 KO 100 Dividend $14.45 U.S.
02-Oct-00 KO 100 Dividend $14.45 U.S.
15-Dec-00 KO 100 Dividend $14.45 U.S.
9-Feb-01 KO 1 May 60 Call Expired $4.3000 $430.00 $80.02 $349.98 U.S.
2-Apr-01 KO 100 Dividend $15.30 U.S.
3-Jul-01 KO 100 Dividend $15.30 U.S.
1-Oct-01 KO 100 Dividend $15.30 U.S.
9-Nov-01 KO 1 Feb 50 Call Expired $2.2500 $225.00 $45.01 $179.99 U.S.
17-Dec-01 KO 100 Dividend $15.30 U.S.
15-Mar-02 KO 1 Aug 50 Call Exercised $1.9000 $190.00 $38.01 $151.99 U.S.
1-Apr-02 KO 100 Dividend $17.00 U.S.
2-Jul-02 KO 100 Dividend $17.00 U.S.
19-Aug-02 KO 100 O-Sell $50.0000 $5,000.00 $87.94 $4,912.06 U.S.
11-Dec-98 LCP 400 Buy $10.5000 $4,200.00 $113.38 $4,313.38 U.S.
30-Jun-99 LCP 4 Oct 12.50 Call Expired $1.437 $574.80 $79.82 $494.98 U.S.
16-Apr-01 LCP 400 Sell $0.1500 $60.00 $15.00 $45.00 U.S.
30-Sep-96 LU 32 Spin off (T) $45.8750 $1,468.00 $1,468.00 U.S.
03-Mar-97 LU 32 Dividend $2.04 U.S.
09-May-97 LU 32 Sell $62.7500 $2,008.00 $70.07 $1,937.93 U.S.
02-Jun-97 LU 32 Dividend $2.04 U.S.
07-Jan-00 LU 100 Buy $52.0000 $5,200.00 $99.30 $5,299.30 U.S.
01-Mar-00 LU 100 Dividend $1.70 U.S.
01-Jun-00 LU 100 Dividend $1.70 U.S.
01-Sep-00 LU 100 Dividend $1.70 U.S.
01-Dec-00 LU 100 Dividend $1.70 U.S.
1-Mar-01 LU 100 Dividend $1.70 U.S.
1-Jun-01 LU 100 Dividend $1.70 U.S.
7-Jun-02 LU 100 Special Dividend $3.36 U.S.
7-Jun-02 LU 100 Special Dividend $81.86 U.S.
27-Jan-97 MBT.IR 750 Buy $7.0000 $5,250.00 $5,250.00 Cdn
15-Apr-97 MBT.IR 750 Dividend $127.50 Cdn
05-Jun-97 MBT.IR 750 Sell $8.6000 $6,450.00 $195.31 $6,254.69 Cdn
16-Feb-96 MCD 1 Mar 50 Put Expired $1.2500 $125.00 $25.01 $99.99 U.S.
26-Mar-96 MCD 1 Apr 50 Put Exercised $1.7500 $175.00 $35.01 $139.99 U.S.
22-Apr-96 MCD 100 O-Buy $50.0000 $5,000.00 $87.95 $5,087.95 U.S.
14-Jun-96 MCD 100 Dividend $6.38 U.S.
08-Jul-96 MCD 1 Aug 45 Put Expired $1.4375 $143.75 $28.76 $114.99 U.S.
13-Dec-96 MCD 100 Dividend $6.38 U.S.
14-Mar-97 MCD 100 Dividend $6.38 U.S.
13-Jun-97 MCD 100 Dividend $7.02 U.S.
12-Sep-97 MCD 100 Dividend $7.02 U.S.
12-Dec-97 MCD 100 Dividend $7.02 U.S.
13-Mar-98 MCD 100 Dividend $7.02 U.S.
27-Mar-98 MCD 100 Sell $58.0000 $5,800.00 $99.50 $5,700.50 U.S.
09-Jan-98 MMM 50 Buy $83.6250 $4,181.25 $77.97 $4,259.22 U.S.
12-Mar-98 MMM 50 Dividend $23.38 U.S.
12-Jun-98 MMM 50 Dividend $23.38 U.S.
14-Sep-98 MMM 50 Dividend $23.38 U.S.
14-Dec-98 MMM 50 Dividend $23.38 U.S.
12-Mar-99 MMM 50 Dividend $23.80 U.S.
14-Jun-99 MMM 50 Dividend $23.80 U.S.
13-Sep-99 MMM 50 Dividend $23.80 U.S.
13-Dec-99 MMM 50 Dividend $23.80 U.S.
10-Mar-00 MMM 50 Dividend $24.65 U.S.
12-Jun-00 MMM 50 Dividend $24.65 U.S.
12-Sep-00 MMM 50 Dividend $24.65 U.S.
12-Dec-00 MMM 50 Dividend $24.65 U.S.
12-Mar-01 MMM 50 Dividend $25.50 U.S.
12-Jun-01 MMM 50 Dividend $25.50 U.S.
13-Sep-01 MMM 50 Dividend $25.50 U.S.
12-Dec-01 MMM 50 Dividend $25.50 U.S.
12-Mar-02 MMM 50 Dividend $26.35 U.S.
12-Jun-02 MMM 50 Dividend $26.35 U.S.
12-Sep-02 MMM 50 Dividend $26.35 U.S.
11-Feb-00 MOT 25 Buy $151.7500 $3,793.75 $80.00 $3,873.75 U.S.
31-Mar-00 MOT 1 May 145 Put Exercised $14.7500 $1,475.00 $80.05 $1,394.95 U.S.
14-Apr-00 MOT 25 Dividend $2.55 U.S.
08-May-00 MOT 100 O-Buy $145.0000 $14,500.00 $99.30 $14,599.30 U.S.
08-Jun-00 MOT 375 Split 3 for 1
14-Jul-00 MOT 375 Dividend $12.75 U.S.
16-Oct-00 MOT 375 Dividend $12.75 U.S.
15-Jan-01 MOT 375 Dividend $12.75 U.S.
16-Apr-01 MOT 375 Dividend $12.75 U.S.
16-Jul-01 MOT 375 Dividend $12.75 U.S.
15-Oct-01 MOT 375 Dividend $12.75 U.S.
15-Jan-02 MOT 375 Dividend $12.75 U.S.
15-Apr-02 MOT 375 Dividend $12.75 U.S.
15-Jul-02 MOT 375 Dividend $12.75 U.S.
09-Apr-96 MRK 1 May 65 Put Exercised $3.2500 $325.00 $65.02 $259.98 U.S.
21-May-96 MRK 100 O-Buy $65.0000 $6,500.00 $99.30 $6,599.30 U.S.
01-Jul-96 MRK 100 Dividend $28.90 U.S.
20-Sep-96 MRK 1 Jan 65 Call Exercised $6.1250 $612.50 $70.03 $542.47 U.S.
01-Oct-96 MRK 100 Dividend $34.00 U.S.
02-Jan-97 MRK 100 Dividend $34.00 U.S.
20-Jan-97 MRK 100 O-Sell $65.0000 $6,500.00 $99.30 $6,400.70 U.S.
08-May-98 MSFT 25 Buy $84.0000 $2,100.00 $70.00 $2,170.00 U.S.
31-Mar-99 MSFT 50 Split 2 for 1
25-Apr-00 MSFT 50 Buy $69.0000 $3,450.00 $80.00 $3,530.00 U.S.
28-Sep-01 MSFT 100 Buy $49.9900 $4,999.00 $87.95 $5,086.95 U.S.
15-Oct-01 MSFT 1 Nov 55 Call Exercised $4.7000 $470.00 $80.02 $389.98 U.S.
19-Nov-01 MSFT 100 O-Sell $55.0000 $5,500.00 $99.30 $5,400.70 U.S.
31-Dec-96 NCR 6 Spin off (T) $33.6250 $201.75 $201.75 U.S.
27-Jan-97 NCR 6 Dividend $8.29 U.S.
09-Apr-97 NCR 6 Sell $32.4583 $194.75 $194.75 U.S.
1-May-01 MWD 50 Buy $62.8100 $3,140.50 $80.00 $3,220.50 U.S.
15-Jun-01 MWD 1 Jul 55 Put Expired $3.7000 $370.00 $74.02 $295.98 U.S.
24-Jul-01 MWD 1 Jan 55 Put Expired $6.1000 $610.00 $80.03 $529.97 U.S.
27-Jul-01 MWD 50 Dividend $9.78 U.S.
26-Oct-01 MWD 50 Dividend $9.78 U.S.
25-Jan-02 MWD 50 Dividend $9.78 U.S.
30-Jan-02 MWD 1 Apr 45 Put Expired $1.8500 $185.00 $37.01 $147.99 U.S.
26-Apr-02 MWD 50 Dividend $9.78 U.S.
26-Jul-02 MWD 50 Dividend $9.78 U.S.
08-Jan-99 NF 87 Spin off (NOR) $5.7500 $500.25 $500.25 Cdn
22-Mar-99 NF 87 Dividend $8.70 Cdn
21-Jun-99 NF 87 Dividend $8.70 Cdn
10-Sep-99 NF 87 Sell $9.1500 $796.05 $80.00 $716.05 Cdn
21-Sep-99 NF 87 Dividend $8.70 Cdn
15-Feb-96 NKE 1 Mar 65 Put Expired $1.8125 $181.25 $36.26 $144.99 U.S.
04-Nov-96 NKE 100 Buy $55.2500 $5,525.00 $99.30 $5,624.30 U.S.
04-Nov-96 NKE 1 Nov 55 Put Expired $1.6870 $168.70 $33.71 $134.99 U.S.
03-Jan-97 NKE 100 Dividend $8.50 U.S.
06-Jan-97 NKE 1 Feb 65 Call Exercised $1.7500 $175.00 $35.01 $139.99 U.S.
24-Feb-97 NKE 100 O-Sell $65.0000 $6,500.00 $99.30 $6,400.70 U.S.
11-Feb-00 NOK 25 Buy $197.5620 $4,939.05 $87.22 $5,026.27 U.S.
05-Apr-00 NOK 1 Jul 190 Put Expired $22.5000 $2,250.00 $80.08 $2,169.92 U.S.
17-Apr-00 NOK 100 Split 4 for 1
19-Apr-00 NOK 25 Dividend $13.61 U.S.
25-Apr-00 NOK 2 Jul 47.5 Put Buy Back $5.1250 $1,025.00 $80.00 $1,105.00 U.S.
27-Jul-00 NOK 1 Oct 40 Put Exercised $3.1250 $312.50 $62.52 $249.98 U.S.
23-Oct-00 NOK 100 O-Buy $40.0000 $4,000.00 $80.00 $4,080.00 U.S.
03-Nov-00 NOK 1 Jan 50 Call Expired $2.8750 $287.50 $57.51 $229.99 U.S.
12-Apr-01 NOK 200 Dividend $35.23 U.S.
5-Sep-01 NOK 1 Oct 15 Put Expired $2.1500 $215.00 $43.01 $171.99 U.S.
17-Apr-02 NOK 200 Dividend $33.59 U.S.
13-Dec-96 NOR 100 Buy $30.1000 $3,010.00 $70.00 $3,080.00 Cdn
14-Mar-97 NOR 100 Dividend $25.00 Cdn
16-Jun-97 NOR 100 Dividend $25.00 Cdn
15-Sep-97 NOR 100 Dividend $25.00 Cdn
14-Oct-97 NOR 1 Nov 28 Put Exercised $1.7500 $175.00 $35.00 $140.00 Cdn
24-Nov-97 NOR 100 O-Buy $28.0000 $2,800.00 $70.00 $2,870.00 Cdn
15-Dec-97 NOR 200 Dividend $50.00 Cdn
16-Mar-98 NOR 200 Dividend $50.00 Cdn
15-Jun-98 NOR 200 Dividend $50.00 Cdn
15-Sep-98 NOR 200 Dividend $50.00 Cdn
15-Dec-98 NOR 200 Dividend $50.00 Cdn
15-Mar-99 NOR 200 Dividend $40.00 Cdn
15-Jun-99 NOR 200 Dividend $40.00 Cdn
15-Sep-99 NOR 200 Dividend $40.00 Cdn
15-Dec-99 NOR 200 Dividend $40.00 Cdn
15-Mar-00 NOR 200 Dividend $40.00 Cdn
15-Jun-00 NOR 200 Dividend $40.00 Cdn
15-Sep-00 NOR 200 Dividend $40.00 Cdn
15-Dec-00 NOR 200 Dividend $40.00 Cdn
15-Mar-01 NOR 200 Dividend $40.00 Cdn
15-Jun-01 NOR 200 Dividend $40.00 Cdn
17-Sep-01 NOR 200 Dividend $40.00 Cdn
17-Dec-01 NOR 200 Dividend $40.00 Cdn
15-Mar-02 NOR 200 Dividend $40.00 Cdn
17-Jun-02 NOR 200 Dividend $40.00 Cdn
16-Sep-02 NOR 200 Dividend $40.00 Cdn
30-Oct-00 NT 1 Dec 60 Put Exercised $6.2500 $625.00 $80.00 $545.00 Cdn
18-Dec-00 NT 100 O-Buy $60.0000 $6,000.00 $80.00 $6,080.00 Cdn
30-Mar-01 NT 100 Dividend $2.94 Cdn
11-May-01 NT 100 Buy $22.5000 $2,250.00 $80.00 $2,335.00 Cdn
16-Jun-01 NT 200 Dividend $5.71 Cdn
9-Nov-01 OCX 100 Buy $20.7500 $2,075.00 $80.00 $2,155.00 Cdn
31-Jan-02 OCX 100 Dividend $2.75 Cdn
30-Apr-02 OCX 100 Dividend $2.75 Cdn
31-Jul-02 OCX 100 Dividend $2.75 Cdn
12-Sep-97 ORCL 100 Buy $38.6870 $3,868.70 $76.93 $3,945.63 U.S.
09-Dec-97 ORCL 100 Buy $23.1250 $2,312.50 $70.00 $2,382.50 U.S.
09-Dec-97 ORCL 2 Jan 25 Put Exercised $3.0000 $600.00 $70.02 $529.98 U.S.
19-Jan-98 ORCL 200 O-Buy $25.0000 $5,000.00 $106.89 $5,106.89 U.S.
13-Mar-98 ORCL 200 Sell $30.0000 $6,000.00 $134.64 $5,865.36 U.S.
23-Nov-98 ORCL 1 Dec 30 Call Exercised $7.2500 $725.00 $70.03 $654.97 U.S.
18-Dec-98 ORCL 100 O-Sell $30.0000 $3,000.00 $70.10 $2,929.90 U.S.
04-Mar-99 ORCL 150 Split 3 for 2
25-Jan-00 ORCL 300 Split 2 for 1
19-Jun-00 ORCL 1 Jul 90 Call Expired $4.0000 $400.00 $80.02 $319.98 U.S.
19-Jul-00 ORCL 1 Sep 90 Call Expired $2.1870 $218.70 $43.71 $174.99 U.S.
18-Oct-00 ORCL 600 Split 2 for 1
12-Jan-01 ORCL 2 Feb 32.5 Call Expired $3.1250 $625.00 $80.03 $544.97 U.S.
14-Jun-02 ORCL 200 Sell $8.1510 $1,620.20 $80.05 $1,550.15 U.S.
15-Oct-99 PFE 100 Buy $36.8750 $3,687.50 $80.00 $3,767.50 U.S.
09-Dec-99 PFE 100 Dividend $6.80 U.S.
09-Mar-00 PFE 100 Dividend $7.65 U.S.
08-Jun-00 PFE 100 Dividend $7.65 U.S.
23-Jun-00 PFE 237 Stock Merger (WLA) U.S.
07-Sep-00 PFE 237 Dividend $18.14 U.S.
07-Dec-00 PFE 237 Dividend $18.14 U.S.
8-Mar-01 PFE 237 Dividend $22.16 U.S.
7-Jun-01 PFE 237 Dividend $22.16 U.S.
6-Sep-01 PFE 237 Dividend $22.16 U.S.
6-Dec-01 PFE 237 Dividend $22.16 U.S.
14-Dec-01 PFE 63 Buy $38.9700 $2451.33 $80.00 $2,535.11 U.S.
7-Mar-02 PFE 300 Dividend $33.15 U.S.
6-Jun-02 PFE 300 Dividend $33.15 U.S.
05-Sep-02 PFE 300 Dividend $33.15 U.S.
07-Mar-00 PG 100 Buy $60.3750 $6,037.50 $99.30 $6,136.80 U.S.
15-May-00 PG 100 Dividend $27.20 U.S.
15-Aug-00 PG 100 Dividend $29.75 U.S.
15-Nov-00 PG 100 Dividend $29.75 U.S.
15-Feb-01 PG 100 Dividend $29.75 U.S.
15-May-01 PG 100 Dividend $29.75 U.S.
15-Aug-01 PG 100 Dividend $32.30 U.S.
15-Nov-01 PG 100 Dividend $32.30 U.S.
15-Feb-02 PG 100 Dividend $32.30 U.S.
15-May-02 PG 100 Dividend $32.30 U.S.
11-Jun-02 PG 100 Special Dividend $69.89 U.S.
26-Jun-02 PG 100 Sell $89.4800 $8,948.00 $99.57 $8,848.43 U.S.
05-Aug-98 SAP 25 Buy $54.7500 $1,368.75 $70.00 $1,438.75 U.S.
29-Sep-98 SAP 100 Buy $41.4370 $4,143.70 $80.27 $4,223.97 U.S.
01-Jun-99 SAP 125 Dividend $13.05 U.S.
17-Dec-99 SAP 1 Jan 55 Call Exercised $3.8750 $387.50 $77.52 $309.98 U.S.
24-Jan-00 SAP 100 O-Sell $55.0000 $5,500.00 $99.49 $5,400.51 U.S.
10-Mar-00 SAP 25 Sell $85.8120 $2,145.30 $80.07 $2,065.23 U.S.
10-Nov-00 SFE 200 Buy $15.0000 $1,500.00 $82.53 $3,082.53 U.S.
15-Dec-00 SFE 2 Feb 7.5 Put Expired $1.8750 $375.00 $75.02 $299.98 U.S.
30-Apr-02 SFE 800 Buy $2.62 $2,096.00 $118.06 $2,214.06 U.S.
11-Jun-02 SJM 2 Spin off (PG) $34.9450 $69.89 $0.00 $69.89 U.S.
03-Sep-02 SJM 2 Dividend $0.34 U.S.
12-Sep-97 SUNW 100 Buy $49.3750 $4,937.50 $87.95 $5,025.45 U.S.
10-Oct-97 SUNW 1 Nov 45 Put Exercised $2.7500 $275.20 $55.01 $219.99 U.S.
11-Nov-97 SUNW 100 O-Buy $45.0000 $4,500.00 $84.56 $4,584.56 U.S.
14-Nov-97 SUNW 100 Buy $33.9370 $3,393.70 $71.13 $3,464.83 U.S.
20-Jan-98 SUNW 100 Sell $46.9370 $4,693.70 $87.02 $4,606.68 U.S.
28-Oct-98 SUNW 100 Sell $55.0000 $5,500.00 $99.49 $5,400.51 U.S.
14-Apr-99 SUNW 200 Split 2 for 1
16-Apr-99 SUNW 1 May 52.50 Put Expired $2.4370 $243.70 $48.71 $194.99 U.S.
10-Dec-99 SUNW 2 Jan 70 Call Exercised $13.3750 $2,675.00 $84.65 $2,590.35 U.S.
14-Dec-99 SUNW 400 Split 2 for 1
24-Jan-00 SUNW 200 O-Sell $70.0000 $14,000.00 $199.07 $13,800.93 U.S.
12-Dec-00 SUNW 400 Split 2 for 1
18-Jan-01 SUNW 1 Apr 40 Call Expired $2.8750 $287.50 $57.51 $229.99 U.S.
28-Jun-02 SWY 1 Sep 30 Put Exercised $2.2500 $225.00 $45.01 $179.99 U.S.
23-Sep-02 SWY 100 O-BUY $30.0000 $3,000.00 $80.50 $3,080.50 U.S.
08-Aug-96 T 100 Buy $55.0000 $5,500.00 $99.30 $5,599.30 U.S.
01-Nov-96 T 100 Dividend $28.05 U.S.
03-Feb-97 T 100 Dividend $28.05 U.S.
01-May-97 T 100 Dividend $28.05 U.S.
01-Aug-97 T 100 Dividend $28.05 U.S.
21-Oct-97 T 1 Dec 50 Call Exercised $1.2500 $125.00 $25.01 $99.99 U.S.
03-Nov-97 T 100 Dividend $28.05 U.S.
22-Dec-97 T 100 O-Sell $50.0000 $5,000.00 $88.12 $4,911.88 U.S.
10-Dec-99 TYC 100 Buy $29.3120 $2,931.20 $80.05 $3,011.25 U.S.
30-Dec-99 TYC 1 Feb 40 Call Expired $2.6870 $268.70 $53.71 $214.99 U.S.
01-Feb-00 TYC 100 Dividend $1.07 U.S.
10-Mar-00 TYC 1 Apr 55 Call Expired $1.6250 $162.50 $32.51 $129.99 U.S.
01-May-00 TYC 100 Dividend $1.07 U.S.
14-Jul-00 TYC 1 Oct 65 Call Expired $2.3120 $231.20 $46.21 $184.99 U.S.
01-Aug-00 TYC 100 Dividend $1.07 U.S.
25-Oct-00 TYC 1 Jan 65 Call Expired $2.0000 $200.00 $40.01 $159.99 U.S.
06-Nov-00 TYC 100 Dividend $1.25 U.S.
19-Jan-01 TYC 1 Apr 60 Call Expired $5.6250 $562.50 $80.02 $482.48 U.S.
7-Feb-01 TYC 100 Dividend $1.25 U.S.
2-May-01 TYC 100 Dividend $1.25 U.S.
17-May-01 TYC 1 Oct 65 Call Expired $2.4000 $240.00 $48.01 $191.99 U.S.
2-Aug-01 TYC 100 Dividend $1.25 U.S.
5-Nov-01 TYC 100 Dividend $1.25 U.S.
17-Jan-02 TYC 2 Jul 45 Put Exercised $5.0000 $1,000.00 $80.02 $919.98 U.S.
1-Feb-02 TYC 100 Dividend $1.25 U.S.
29-Apr-02 TYC 200 O-Buy $45.0000 $9,000.00 $176.18 $9,176.18 U.S.
1-May-02 TYC 100 Dividend $1.25 U.S.
12-Aug-02 TYC 300 Dividend $3.75 U.S.
12-Feb-99 WLA 50 Buy $69.0000 $3,450.00 $70.00 $3,520.00 U.S.
10-Jun-99 WLA 50 Dividend $8.50 U.S.
10-Sep-99 WLA 50 Dividend $8.50 U.S.
10-Dec-99 WLA 50 Dividend $8.50 U.S.
10-Mar-00 WLA 100 Dividend $10.20 U.S.
12-May-00 WLA 50 Dividend $10.20 U.S.
23-Jun-00 WLA 0 Stock Merger (PFE) U.S.




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